Regulatory & Compliance

Good Invest is committed to operating with full transparency and in accordance with all applicable laws and regulations. As a Hong Kong-based financial technology company, we adhere to the regulatory standards set by the Securities and Futures Commission (SFC) and other relevant authorities.

Regulatory Status

Good Invest Limited is incorporated under the laws of Hong Kong and registered with the Hong Kong Companies Registry. Our operations are structured to comply with the Securities and Futures Ordinance (SFO) and related regulations governing automated investment services in Hong Kong.

We are actively engaged with the SFC regarding the evolving regulatory framework for AI-driven investment platforms and maintain an ongoing dialogue to ensure our services meet the highest compliance standards.

Compliance Framework

Anti-Money Laundering (AML)

• Full compliance with the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (AMLO)
• Real-time transaction monitoring and suspicious activity reporting
• Periodic reviews and enhanced due diligence for high-risk accounts
• Ongoing staff training on AML procedures and red-flag indicators

Know Your Customer (KYC)

• Mandatory identity verification for all clients before account activation
• Government-issued ID validation using automated document verification technology
• Proof of address requirements (utility bill, bank statement, or government correspondence)
• Continuous monitoring and periodic re-verification of client information

Data Protection

• Full compliance with the Personal Data (Privacy) Ordinance (PDPO) of Hong Kong
• GDPR-aligned data handling practices for European Economic Area (EEA) clients
• Data Processing Impact Assessments (DPIAs) conducted for all new data initiatives
• Appointed Data Protection Officer overseeing all privacy-related matters

Regulatory Reporting

Good Invest maintains comprehensive records of all transactions, client interactions, and system operations. We submit regular reports to regulatory authorities as required and cooperate fully with any regulatory inquiries or audits.

Client Protection Measures

• Segregated client accounts — Client funds are held separately from company operating funds at licensed custodian banks.
• Independent audits — Annual audits conducted by a Big Four accounting firm.
• Insurance coverage — Professional indemnity and cyber insurance policies in place.
• Dispute resolution — Clear complaint handling procedures with escalation paths.

Compliance Contact

For any compliance-related inquiries or to report concerns:

Email: compliance@goodinvest.hk

Mail: Compliance Department, Good Invest Limited, Unit 1203, 12/F, Tower 1, Lippo Centre, 89 Queensway, Admiralty, Hong Kong

See also: AML/KYC Policy  ·  Privacy Policy  ·  Security